QUESTIONS  AND ANSWERS

Q:      What is an investment advisor?
A:      An investment advisor is an investment professional who works for you to create an investment portfolio that is best suited to meet your individual needs. Of course, not all investment advisors are created equal, so it is important to choose an investment advisor whom you trust and who is committed to attaining your long-term investment objectives.

Q:      Do I need an investment advisor?
A:      Our experience is that while some investors can be successful on their own, others prefer the full-time focus of our management.

The convenience of having accounts accessible in one place and the availability of an individual adviser rather than a faceless institutional voice provides a level of service preferred by many. Ultimately the choice of whether an adviser is needed can only be made by you, and by answering the question, "Are you satisfied with your current investment results and service?"

Q:      What are the advantages of becoming a client of Dion Money Management?
A:      As a client of Dion Money Management you know that your hard-earned assets are being managed by fulltime professionals in a diversified portfolio reflecting your risk tolerance, cashflow needs and lifetime horizon.  You will have a customized portfolio designed to pursue your specific investment objectives.

Q:      What are your fees?
A:      We are happy to provide you with our fee table which is based upon your assets under management.  Our management fee is based on a percentage of assets under management and ranges from 0.80% to 1.75% per year.

Please ask your Portfolio Strategist for details on our Fee-based services

Q:      How do I know when trades occur in my portfolio?
A:      All of your funds are held in your name at custodians such as Fidelity, Schwab or the brokerage of your choice.  When we make a trade in your portfolio, a confirmation will be sent to you directly by the custodian.  Dion Money Management also prepares and sends quarterly statements to you summarizing all activity in your account(s).

Q:      What is your minimum account size?
A:      Our average relationship is slightly over $400,000 with a minimum account size of $100,000. More important than satisfying minimum account size criteria however, is the need to establish a trusted working relationship with you to help you meet your investment goals. We accomplish this by spending a great deal of time getting to know you and your needs.